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Chapter 5: How to Set Up an RI Department
basis to meet the demands of an evolving regu-
latory environment.
A significant task of any RI function or
department is to develop and maintain good
stakeholder engagement as shown in Figure 5-3.
The internal regulatory staff are the primary
customers of an RI department.
Engagement and communication are
essential, and methods of receiving
intelligence may differ based on
personal preferences.
Internal customers should know how to
contact the RI department and the level
of support they can expect to receive.
The RI department should conduct
training and raise awareness for any
internal processes or tools to avoid
duplication of effort in gathering RI.
Other internal functions, such as R&D,
manufacturing, management, etc., also can be
customers and subject matter experts within an
RI department.
Subject matter experts should
understand why their contributions to
impact analysis are valuable
The RI department should advise
subject matter experts on how to
provide quality insights.
The external, broader regulatory affairs commu-
nity will be a good source for information on ini-
tiatives not yet published and common practices
or tools that can facilitate daily RI activities.
Core Investment
Regardless of company size, organizing an RI
department is possible, even on a limited budget.
The minimum requirements are described in
Figure 5-4.
Should the RI Department be
separate from other regulatory
groups?
The short answer is not necessarily.
Different companies may have different
organizational structures and needs,
depending on the company size (e.g.,
different needs and capabilities) and
overall structure (e.g., human drugs and
Figure 5-2. Steps in Setting Up an RI
Department 1
2
3
4
5
Map internal
‘customer’ needs
Connect with subject
matter experts
Roles and skills
inventory
Identify relevant
sources and tools
Set up RI System
and workflow
Figure 5-3. RI Department Stakeholder
Engagement
Internal regulatory
community
RI Department
External regulatory
community
Other internal
functions
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